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Expertise

 

Compliance with constantly changing, deadline-driven regulations begins with a system of internal controls and oversight, but experience is the key ingredient that makes it all work.  With over 50 years of combined experience our team of consultants has the expertise and aptitude to deliver practical solutions that simplify compliance for our clients.  They are former CCO's CFO's, and regulatory examiners. They have also held the FINRA Series 7, 24, 27, 63, 65, and 87 licenses.

 

Our consultants are dedicated professionals committed to sound moral principles, being reliable resources and delivering exceptional services. 

Founding Member

Bryant Boston is the Founder and Managing Member of A.B.C. Consulting.  He has over 19 years of experience in the securities industry.  Prior to founding A.B.C. Consulting, Bryant spent several years as Chief Compliance Officer and Chief Financial Officer for a group of affiliated firms (SEC investment adviser, hedge fund, and dual-registered broker-dealer and investment adviser).

 

Bryant currently leads program development and compliance strategy for all SEC,  FINRA, and state-regulated clients.

A..B.C.Consulting

Simplifying Compliance